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3AM Innovations, Inc

Updated Oct 27, 2026·Latest SEC filing Jan 15, 2025·Suggest an edit

About 3AM Innovations

3AM Innovations is a private company based in Buffalo, New York. It has reported $9,785,000 raised in five offerings on Form D since August 2019.

Funding Rounds (SEC Form D)

First saleFiled with SECAmount soldInvestorsAvg. checkTermsFiling
Jan 13, 2025Jan 15, 2025$750,000of $5.0M target1$750KDebt, Options, Securities on exerciseRule 506(b)Form D ↗
Aug 17, 2022Aug 18, 2022$7,000,000of $9.0M target1$7.0MEquityRule 506(b)Form D ↗
Jul 9, 2021Aug 9, 2022$1,175,000target not set12$97,917Securities on exerciseRule 506(b)Form D ↗
Mar 31, 2020Apr 6, 2020$500,000of $3.0M target1$500KEquity, Securities on exerciseRule 506(b)Form D ↗
Jul 24, 2019Aug 9, 2019$360,000of $1.5M target8$45,000Debt, Securities on exerciseRule 506(b)Form D ↗
Total, five offerings$9,785,000

First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.

Leadership Team

Executive officers and directors listed on 3AM Innovations's Form D filed Jan 15, 2025.

DD
PC
Patrick O'Connor
Executive officer and director
KS
Katie Sullivan
Chief Financial Officer
DB
David Brown
Director
MP
Mel Passarelli
Executive officer and director
Also a director at HelixIntel.
DB
TR
Tom Rossi
Director
RL
Ryan Litt
Executive officer and director

Earlier filings also listed Tom Dalfonso (executive officer, last listed Aug 2022).

Sources

  1. SEC3AM Innovations, Inc filing history