About Battle Financial
Battle Financial is a private company based in Edwards, Colorado, incorporated in 2021 in Delaware. It has reported $62,206,165 raised in four offerings on Form D since February 2022. Its chief executive is Francis Trotter III.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| May 1, 2024 | May 8, 2024amended Oct 10, 2025 | $36,505,565of $40.0M target | 313 | $116K | DebtRule 506(c) | Form D/A ↗5 earlier filings |
| Nov 1, 2022 | Nov 14, 2022 | $1,962,650of $11.0M target | 34 | $57,725 | EquityRule 506(c) | Form D ↗ |
| Sep 1, 2022 | Sep 7, 2022amended Nov 14, 2022 | $11,032,950of $38.5M target | 45 | $245K | EquityRule 506(b) | Form D/A ↗1 earlier filing |
| Jan 26, 2022 | Feb 3, 2022 | $12,705,000of $15.0M target | 42 | $302K | EquityRule 506(b) | Form D ↗ |
| Total, four offerings | $62,206,165 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Battle Financial's Form D filed Oct 10, 2025.
JB
John Bergland
Director
AI
Arthur Rule IV
Director and promoter
SM
Sean McManus
Director
SR
Sepideh Rowland
Director
FI
Francis Trotter III
President and Chief Executive Officer, director
ML
Melissa Larkin
Chief Financial Officer
VA
Vincent Amato
Chief Operating Officer
Earlier filings also listed Jeremy Jameson (chief credit officer, last listed Nov 2022).
Sources
- SECBattle Financial, Inc. Form D/A, filed Aug 14, 2025
- SECBattle Financial, Inc. Form D/A, filed Jun 2, 2025
- SECBattle Financial, Inc. Form D/A, filed Feb 5, 2025
- SECBattle Financial, Inc. Form D/A, filed Dec 31, 2024
- SECBattle Financial, Inc. Form D, filed May 8, 2024
- SECBattle Financial, Inc. Form D, filed Sep 7, 2022
- SECBattle Financial, Inc. filing history