About Gain Compliance
Gain Compliance is a private company based in Des Moines, Iowa. It has reported $445,000 raised in two offerings on Form D since August 2016.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Not yet | Dec 7, 2023 | $0of $1.9M target | 0 | — | EquityRule 506(c) | Form D ↗ |
| Aug 3, 2016 | Aug 12, 2016 | $445,000of $600K target | 8 | $55,625 | DebtRule 506(c) | Form D ↗ |
| Total, two offerings | $445,000 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Gain Compliance's Form D filed Dec 7, 2023.
BL
Burch LaPrade
President and director
Earlier filings also listed Stephen Siegel (treasurer and director, last listed Aug 2016) and Jason Jones (vice-president and director, last listed Aug 2016).