About HavenLock
HavenLock is a private company based in Nashville, Tennessee. It has reported $5,013,328 raised in seven offerings on Form D since January 2015. Its chief executive is Alexander Bertelli.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Feb 17, 2023 | Mar 2, 2023 | $200,000of $500K target | 11 | $18,182 | Debt, OptionsRule 506(b) | Form D ↗ |
| Apr 15, 2022 | Apr 25, 2022 | $350,000of $750K target | 2 | $175K | Debt, OptionsRule 506(b) | Form D ↗ |
| Aug 27, 2020 | Sep 4, 2020amended May 25, 2021 | $1,805,022of $2.0M target | 28 | $64,465 | EquityRule 506(b) | Form D/A ↗1 earlier filing |
| Jun 10, 2019 | Jun 20, 2019 | $50,000of $2.7M target | 1 | $50,000 | EquityRule 506(c) | Form D ↗ |
| Apr 5, 2019 | Apr 10, 2019 | $1,213,306fully sold | 15 | $80,887 | EquityRule 506(b) | Form D ↗ |
| Feb 24, 2017 | Mar 1, 2017 | $0target not set | 2 | $0 | EquityRule 504 | Form D ↗ |
| Dec 10, 2014 | Jan 2, 2015amended Aug 27, 2018 | $1,395,000of $1.5M target | 18 | $77,500 | Debt, Options, Securities on exerciseRule 506(c) | Form D/A ↗4 earlier filings |
| Total, seven offerings | $5,013,328 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on HavenLock's Form D filed Mar 2, 2023.
WW
Wes Warrington
Director
JB
James Bailey
Director
AB
Alexander Bertelli
CEO and director
RC
Robert Cardiff
Director
JW
Josh Weed
Director
Earlier filings also listed Kenneth Banks (director and promoter, last listed Apr 2022) and Tracy Guarino (director, last listed Jun 2019).