About LumiThera
LumiThera is a private company based in Poulsbo, Washington. It has reported $25,536,600 raised in nine offerings on Form D since August 2014.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| May 8, 2024 | May 21, 2024amended Feb 26, 2025 | $10,000,000fully sold | 58 | $172K | EquityRule 506(b) | Form D/A ↗1 earlier filing |
| Sep 5, 2022 | Sep 16, 2022 | $819,975of $2.0M target | 7 | $117K | Convertible NoteRule 506(b) | Form D ↗ |
| Dec 8, 2020 | Dec 21, 2020amended Oct 19, 2021 | $4,524,500of $8.0M target | 56 | $80,795 | Convertible NoteRule 506(b) | Form D/A ↗1 earlier filing |
| Jun 28, 2019 | Jul 12, 2019amended Aug 12, 2019 | $1,150,000of $10.0M target | 8 | $143K | EquityRule 506(b) | Form D/A ↗1 earlier filing |
| Feb 27, 2019 | Mar 13, 2019 | $100,000of $2.0M target | 1 | $100K | OptionsRule 506(b) | Form D ↗ |
| Dec 4, 2018 | Dec 18, 2018amended Jan 22, 2019 | $2,000,000fully sold | 13 | $153K | Convertible Promissory NotesRule 506(b) | Form D/A ↗1 earlier filing |
| Mar 7, 2018 | Mar 21, 2018amended Aug 10, 2018 | $1,615,000of $2.0M target | 18 | $89,722 | Convertible Promissory NotesRule 506(b) | Form D/A ↗1 earlier filing |
| Nov 22, 2016 | Oct 19, 2016amended Oct 13, 2017 | $5,002,125of $6.6M target | 51 | $98,081 | EquityRule 506(b) | Form D/A ↗1 earlier filing |
| Aug 15, 2014 | Aug 19, 2014 | $325,000of $3.0M target | 7 | $46,429 | Equity, DebtRule 506(b) | Form D ↗ |
| Total, nine offerings | $25,536,600 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on LumiThera's Form D filed Feb 26, 2025.
TP
Tracy Puckett
Executive officer
DB
Daniel Bertholet
Director
JS
Jackson Streeter
Director
SB
Scott Bradley
Executive officer
DM
Duane Morrison
Executive officer
CC
Cindy Croissant
Executive officer
RM
Ryan Montecucco
General Counsel
YY
Yang Yigang
Director
SC
Shupeng Cao
Director
Earlier filings also listed Todd Christie (director, last listed Sep 2022), Joseph Fontanetta (director, last listed Sep 2022), Arthur Taylor (director, last listed Aug 2019), Art Taylor (director, last listed Jan 2019), Robert Dotson (director, last listed Aug 2014) and Graham Merry (director, last listed Aug 2014).
Sources
- SECLumiThera, Inc. Form D, filed May 21, 2024
- SECLumiThera, Inc. Form D, filed Dec 21, 2020
- SECLumiThera, Inc. Form D, filed Jul 12, 2019
- SECLumiThera, Inc. Form D, filed Dec 18, 2018
- SECLumiThera, Inc. Form D, filed Mar 21, 2018
- SECLumiThera, Inc. Form D, filed Oct 19, 2016
- SECLumiThera, Inc. filing history