About Phase Four
Phase Four is a private company based in Hawthorne, California. It has reported $23,108,762 raised in four offerings on Form D since January 2016. Its chief executive is Stephen Kiser.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Jan 6, 2025 | Jan 17, 2025 | $12,925,264of $19.7M target | 6 | $2.1M | Equity, OptionsRule 506(b) | Form D ↗ |
| Jun 10, 2021 | Jul 23, 2021 | $5,517,999of $26.9M target | 7 | $788K | EquityRule 506(b) | Form D ↗ |
| Jan 15, 2020 | Jan 29, 2020 | $3,565,499of $17.5M target | 5 | $713K | EquityRule 506(b) | Form D ↗ |
| Dec 11, 2015 | Jan 5, 2016amended Jan 5, 2016 | $1,100,000fully sold | 2 | $550K | Equity, Options, Securities on exercise05, Rule 506(b), 4a5 | Form D/A ↗1 earlier filing |
| Total, four offerings | $23,108,762 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Phase Four's Form D filed Jan 17, 2025.
SA
Stewart Alsop
Director
JB
James Bridenstine
Director
SK
Stephen Kiser
Chief Executive Officer and director
TL
Thomas Lavin
Director
Earlier filings also listed Somu Subramaniam (director, last listed Jul 2021), Jason Wallace (executive officer, last listed Jul 2021), Beau Jarvis (chief executive officer and director, last listed Jul 2021), Andrew Krowne (director, last listed Jul 2021) and Simon Halpern (ceo and director, last listed Jan 2016).