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Phi Therapeutics, Inc.

Updated Oct 29, 2026·Latest SEC filing Jun 26, 2024·Suggest an edit

About Phi Therapeutics

Phi Therapeutics is a private company based in Petaluma, California. It has reported $8,890,830 raised in three offerings on Form D since June 2019. Its chief executive is Neil Giugno.

Funding Rounds (SEC Form D)

First saleFiled with SECAmount soldInvestorsAvg. checkTermsFiling
Mar 22, 2023Apr 6, 2023amended Jun 26, 2024$7,655,830fully sold22$347KEquity, OptionsRule 506(b)Form D/A ↗1 earlier filing
Dec 22, 2021Jan 6, 2022$660,000of $2.0M target7$94,286DebtRule 506(b)Form D ↗
May 24, 2019Jun 4, 2019$575,000of $1.5M target4$143KEquityRule 506(b)Form D ↗
Total, three offerings$8,890,830

First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.

Leadership Team

Executive officers and directors listed on Phi Therapeutics's Form D filed Jun 26, 2024.

JL
Jun Li
Director
YV
Yug Varma
Executive officer and director
NG
Neil Giugno
Chief Executive Officer and director
KL
Kevin Law
Director

Earlier filings also listed Maria Cho (director and promoter, last listed Jan 2022).

Sources

  1. SECPhi Therapeutics, Inc. Form D, filed Apr 6, 2023
  2. SECPhi Therapeutics, Inc. filing history