About Serimmune
Serimmune is a private company based in Goleta, California. It has reported $27,467,062 raised in four offerings on Form D since January 2017. Its chief executive is Malek Faham.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Oct 31, 2023 | Aug 11, 2021amended Nov 15, 2023 | $11,512,176of $16.5M target | 2 | $5.7M | Debt, Convertible Promissory Notes and the Equity Securities issuable upon conversion of such NotesRule 506(b) | Form D/A ↗4 earlier filings |
| Aug 27, 2020 | Sep 11, 2020 | $12,048,253of $23.3M target | 7 | $1.7M | EquityRule 506(b) | Form D ↗ |
| May 22, 2019 | Jun 5, 2019 | $1,406,111of $7.0M target | 5 | $281K | Debt, Convertible Promissory Notes and the Equity Securities issuable upon conversion of such Notes.Rule 506(b) | Form D ↗ |
| Dec 21, 2016 | Jan 5, 2017 | $2,500,522of $8.0M target | 7 | $357K | EquityRule 506(b) | Form D ↗ |
| Total, four offerings | $27,467,062 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Serimmune's Form D filed Nov 15, 2023.
Earlier filings also listed Stephen Kujawa (executive officer, last listed Sep 2020), Patrick Daugherty (executive officer and director, last listed Sep 2020), Noah Nasser (chief executive officer and director, last listed Sep 2020), Kristin Loomis (director, last listed Sep 2020), John Shon (executive officer, last listed Sep 2020) and Jaymie Sawyer (executive officer, last listed Sep 2020).