About Sword Bio
Sword Bio is a private company based in Carmel, Indiana. It has reported $3,437,405 raised in five offerings on Form D since October 2009. Its chief executive is David Dingott.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Jun 15, 2023 | Jun 26, 2023 | $50,000of $1.5M target | 1 | $50,000 | Equity, OptionsRule 506(b) | Form D ↗ |
| Mar 12, 2018 | Mar 27, 2018 | $1,526,603of $2.5M target | 2 | $763K | Equity, OptionsRule 506(b) | Form D ↗ |
| May 12, 2015 | May 13, 2015 | $150,000of $1.5M target | 1 | $150K | Debt, Securities on exerciseRule 506(c) | Form D ↗ |
| Aug 9, 2011 | Dec 28, 2012 | $1,274,971of $3.0M target | 16 | $79,686 | Debt, Options06 | Form D ↗ |
| Sep 30, 2009 | Oct 13, 2009 | $435,831of $1.0M target | 7 | $62,262 | Debt, Options06 | Form D ↗ |
| Total, five offerings | $3,437,405 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Sword Bio's Form D filed Jun 26, 2023.
DD
David Dingott
President and Chief Executive Officer, director
EG
Edward Grogg
Director
GP
Gail Page
Director
MS
Mel Schatz
Director
Earlier filings also listed Michael Shepard (director, last listed May 2015), Joseph Falkenstein (director, last listed Dec 2012) and Sidney Braginsky (director, last listed Oct 2009).