About Third Pole
Third Pole is a private company based in Waltham, Massachusetts. It has reported $85,793,367 raised in three offerings on Form D since December 2015. Its chief executive is Basil Athenson.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Mar 18, 2024 | Mar 27, 2024amended Mar 13, 2025 | $16,850,000of $30.0M target | 22 | $765K | Equity, Debt, Options, Securities on exercise, Convertible Promissory Notes and Warrants, including underlying Series B-2 Preferred Stock, convertible into Common Stock.Rule 506(b) | Form D/A ↗1 earlier filing |
| Mar 5, 2019 | Mar 19, 2019amended Feb 12, 2024 | $55,193,367target not set | 85 | $649K | Equity, Options, Securities on exercise, Series B-1/B-2 Preferred Stock (B Shares)convertible into Common Stock (Conversion Shares) & Series B-1/B-2 warrants, underlying Series B Shares & Conversion Shares.Rule 506(b) | Form D/A ↗5 earlier filings |
| Dec 18, 2015 | Dec 23, 2015amended Jan 16, 2018 | $13,750,000of $14.0M target | 49 | $280K | EquityRule 506(b) | Form D/A ↗6 earlier filings |
| Total, three offerings | $85,793,367 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Third Pole's Form D filed Mar 13, 2025.
WC
Werner Cautreels
Director
DZ
David Zapol
Director
EK
Emily Ladd-Kravitz
Secretary
EH
Elizabeth Holmberg
CFO and Treasurer
JM
Jeffrey McCormick
Director
RR
Ron Robison
Director
WH
William Heiden
Director
HP
Hirak Parikh
Director
BA
Basil Athenson
Chief Executive Officer and President, director
Earlier filings also listed Matthew Gaylord (director, last listed Feb 2024) and Ashleigh Palmer (director, last listed Jan 2018).
Sources
- SECTHIRD POLE, INC. Form D, filed Mar 27, 2024
- SECTHIRD POLE, INC. Form D/A, filed Feb 16, 2023
- SECTHIRD POLE, INC. Form D/A, filed Feb 23, 2022
- SECTHIRD POLE, INC. Form D/A, filed Feb 24, 2021
- SECTHIRD POLE, INC. Form D/A, filed Feb 28, 2020
- SECTHIRD POLE, INC. Form D, filed Mar 19, 2019
- SECTHIRD POLE, INC. Form D/A, filed Aug 2, 2017
- SECTHIRD POLE, INC. Form D/A, filed May 23, 2017
- SECTHIRD POLE, INC. Form D/A, filed Jan 3, 2017
- SECTHIRD POLE, INC. Form D/A, filed Jun 6, 2016
- SECTHIRD POLE, INC. Form D/A, filed Feb 26, 2016
- SECTHIRD POLE, INC. Form D, filed Dec 23, 2015
- SECTHIRD POLE, INC. filing history