About UGEN
UGEN is a private company based in Cuyahoga Falls, Ohio. It has reported $9,469,000 raised in five offerings on Form D since July 2023. Its chief executive is Rob Heiser.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Mar 27, 2026 | Feb 24, 2026amended Aug 26, 2026 | $2,368,000of $7.5M target | 17 | $139K | Debt, Convertible notes and equity issuable upon any conversion thereofRule 506(b) | Form D/A ↗1 earlier filing |
| Aug 28, 2024 | Sep 6, 2024amended Dec 16, 2024 | $2,820,000of $4.0M target | 22 | $128K | Convertible notes and equity issuable upon any conversion thereofRule 506(b) | Form D/A ↗1 earlier filing |
| Mar 31, 2023 | Jul 17, 2023 | $1,645,000of $3.0M target | 15 | $109K | EquityRule 506(b) | Form D ↗ |
| Dec 20, 2021 | Jul 17, 2023 | $976,000fully sold | 15 | $65,067 | Convertible notes and equity issuable upon any conversion thereofRule 506(b) | Form D ↗ |
| Mar 13, 2019 | Jul 17, 2023 | $1,660,000fully sold | 27 | $61,481 | Convertible notes and equity issuable upon any conversion thereofRule 506(b) | Form D ↗ |
| Total, five offerings | $9,469,000 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on UGEN's Form D filed Aug 26, 2026.
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Ankit Shah
Founder & Chief Innovation Officer, director
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Randy Myeroff
Board Member
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Joe Harrow
Board Member
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David Lennarz
Board Member
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