About Upper Hand
Upper Hand is a private company based in Indianapolis, Indiana. It has reported $9,759,795 raised in six offerings on Form D since June 2016. Its chief executive is Kevin MacCauley.
Funding Rounds (SEC Form D)
| First sale | Filed with SEC | Amount sold | Investors | Avg. check | Terms | Filing |
|---|---|---|---|---|---|---|
| Jun 28, 2024 | Jul 10, 2024 | $560,150of $750K target | 9 | $62,239 | EquityRule 506(b) | Form D ↗ |
| Jul 29, 2022 | Sep 9, 2022amended Nov 28, 2022 | $6,585,249of $7.5M target | 11 | $598K | EquityRule 506(b) | Form D/A ↗1 earlier filing |
| Not yet | Oct 30, 2018 | $0of $1.0M target | 0 | — | EquityRule 506(b) | Form D ↗ |
| Feb 8, 2018 | Feb 20, 2018 | $1,250,000of $1.5M target | 2 | $625K | EquityRule 506(b) | Form D ↗ |
| Nov 3, 2016 | Jan 9, 2017 | $315,000of $1.0M target | 11 | $28,636 | DebtRule 506(b) | Form D ↗ |
| Nov 4, 2015 | Jun 23, 2016 | $1,049,396of $1.5M target | 9 | $116K | EquityRule 506(b) | Form D ↗ |
| Total, six offerings | $9,759,795 | |||||
First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.
Leadership Team
Executive officers and directors listed on Upper Hand's Form D filed Jul 10, 2024.
Earlier filings also listed Peter Barbaresi (director, last listed Nov 2022), Giovanni Diano (director, last listed Nov 2022), Kelly Schwedland (director, last listed Oct 2018), Greg Webb (director, last listed Oct 2018), Tom Fink (director, last listed Jan 2017), Sam Reid (director, last listed Jan 2017), Myles Grote (chief revenue officer, last listed Jan 2017) and Joanna Milliken (director, last listed Jan 2017).