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Options Clearing Corp.

Clears equity derivatives and provides options education to investors and financial professionals.

ActiveFinTech & Financial Services · Financial infrastructure and compliance
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Updated Nov 10, 2026·Latest SEC filing Mar 16, 2026·Suggest an edit

About OCC

OCC is a private company based in Chicago, Illinois. It has reported $2,220,000 raised in three offerings on Form D since March 2026. Its chief executive is Andrej Bolkovic.

Funding Rounds (SEC Form D)

First saleFiled with SECAmount soldInvestorsAvg. checkTermsFiling
Apr 25, 2014Mar 16, 2026$740,000target not set2$370KCash-settled over-the-counter options on the S&P 500 Index ("OTC Options")Rule 506(c)Form D ↗
Apr 25, 2014Mar 24, 2023amended Mar 19, 2025$740,000target not set2$370KCash-settled over-the-counter options on the S&P 500 Index ("OTC Options")Rule 506(c)Form D/A ↗2 earlier filings
Apr 25, 2014Apr 10, 2014amended Apr 7, 2022$740,000target not set2$370KCash-settled over-the-counter options on the S&P 500 Index ("OTC Options")Rule 506(c)Form D/A ↗8 earlier filings
Total, three offerings$2,220,000

First sale is the date the first investor in the offering committed to invest. Companies must file Form D within 15 days of that date, so filing dates run later.

Leadership Team

Executive officers and directors listed on OCC's Form D filed Mar 16, 2026.

JB
Jennifer Baum
Executive officer
LinkedIn ↗
FM
MN
Michael Nowak
Executive officer
LinkedIn ↗
TL
RC
Roland Chai
Director
KK
MJ
SL
MR
Matt Rathbun
Executive officer
LinkedIn ↗
JB
Julie Bauer
Executive officer
LinkedIn ↗
BD
TC
JW
Joshua Woods
Director
PM
JL
Joseph Lewis
Director
DB
Daniel Busby
Executive officer
LinkedIn ↗
MC
Megan Cohen
Executive officer
AC
EK
DH
David Hoag
Executive officer
LinkedIn ↗
MD
Mark Dehnert
Director
VT
SB
MK
MC
MC
Maria Chiodi
Director
SL
MH
Michael Hansen
Executive officer
AB
Andrej Bolkovic
CEO and director
HM
Hugo Mugica
Executive officer
LinkedIn ↗
CD
Carla Dawson
Executive officer
LinkedIn ↗
RK

Earlier filings also listed Robert Hocking (director, last listed Mar 2025), Mark Morrison (executive officer, last listed Mar 2025), Craig Donohue (director, last listed Mar 2025), Thomas Frank (director, last listed Apr 2022), Susan O'Flynn (director, last listed Apr 2022), Scot Warren (executive officer, last listed Apr 2022), Robert Litterman (director, last listed Apr 2022) and Richard Lindsey (director, last listed Apr 2022).

Sources

  1. SECOPTIONS CLEARING CORP Form D/A, filed Mar 19, 2024
  2. SECOPTIONS CLEARING CORP Form D, filed Mar 24, 2023
  3. SECOPTIONS CLEARING CORP Form D/A, filed Apr 7, 2021
  4. SECOPTIONS CLEARING CORP Form D/A, filed Apr 10, 2020
  5. SECOPTIONS CLEARING CORP Form D/A, filed Apr 10, 2019
  6. SECOPTIONS CLEARING CORP Form D/A, filed Apr 10, 2018
  7. SECOPTIONS CLEARING CORP Form D/A, filed Apr 10, 2017
  8. SECOPTIONS CLEARING CORP Form D/A, filed Apr 8, 2016
  9. SECOPTIONS CLEARING CORP Form D/A, filed Apr 10, 2015
  10. SECOPTIONS CLEARING CORP Form D, filed Apr 10, 2014
  11. SECOPTIONS CLEARING CORP filing history
  12. CompanyAbout OIC