Jennifer Baum

About Jennifer Baum

Jennifer Baum is an executive officer at Options Clearing.

Jennifer Baum first appears on SEC filings in 2021.

Experience

This experience comes from Jennifer Baum's profile and from SEC filings. For roles taken from filings, the years are when the filings name Jennifer Baum in the role, so the role may have started earlier or lasted longer.

Options Clearing Corp. Current

Chief Compliance Officer (2020 – Present)

First Vice President Regulatory and Corporate Compliance (2017 – 2020)

2017 – Present · Chicago, IL

Clears equity derivatives and provides options education to investors and financial professionals.

DL

Dorman Trading LLC

Chief Compliance Officer

2014 – 2017

GC

GAIN Capital

Compliance and Client Services

2013 – 2014

PF

Pioneer Futures

Executive Vice President Compliance and Client Integration

2012 – 2013

MG

MF Global

Executive Vice President Client Solutions

2008 – 2012

CG

CME Group

Associate Director

2007 – 2008

CT

Chicago Board of Trade

Managing Director- Investigations

1995 – 2008

Key Colleagues at Startups

The people Jennifer Baum works with at each company, as listed on that company's latest Form D.

Sources

1. SECOptions Clearing Corp. Form D, filed Mar 16, 2026